FHWA categorical exclusions: the (c) and (d) lists in 23 CFR 771.117
Most FHWA projects are CEs: in FHWA's 2012 survey, State DOTs averaged 343 CEs a year, and CEs were 90 to 99 percent of NEPA decisions at most State DOTs and transit agencies[9]. Final design, land purchase and construction wait for the classification[10].
(c)-list modernization, safety and bridge CEs move to (d) if they need more than minor right-of-way or certain permits, or affect historic properties, Section 4(f) land or listed species. Unusual circumstances, such as significant impacts, controversy or effects on Section 106 properties, require more study[3]. (c)-list examples:
FTA categorical exclusions in 23 CFR 771.118
FTA uses the same (c) and (d) model. Its (c) list includes utilities along transportation right-of-way, bike and pedestrian facilities, and same-footprint rebuilds such as platform extensions[5]. Each agency may use the other's list, or FRA's, when its terms are met[3][5].
Programmatic agreements and NEPA assignment
Under 771.117(g), a programmatic agreement lets a State DOT make CE determinations for FHWA for up to five years, renewable, with set documentation, quality control and monitoring[3]. FHWA posts its model and executed agreements[11].
Under NEPA assignment the State acts as FHWA[1]: for CEs only under 23 U.S.C. 326, as in California, Utah and Alaska[7][12], or for everything under 327, with sole liability in federal court. Alaska, Arizona, California, Florida, Maine, Nebraska, Ohio, Texas and Utah hold 327 agreements[8][13].
FHWA EAs and EISs: 23 CFR 771.119 and 771.123
An EA covers an action that is not a CE and has no foreseeable significant effect, or an unknown one. After 30 days of public availability, a finding of no significant impact (FONSI) follows if warranted[14][15].
A draft EIS gets 45 to 60 days of comment, and the final EIS and record of decision are combined where practicable[16][17]. Claims expire 150 days after a limitations notice[18]. FHWA's 26 final EISs of 2019 to 2024 took a median 4.5 years from notice of intent to final EIS, the slowest of agencies with 20 or more[19]; see the NEPA timeline.